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FINRA
FINRA is a not-for-profit organization authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly.
Team40
NameLocationLinksContact
Denise Dombay
SVP Chief Audit Executive
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Gerri Walsh
President
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Jonathan S. Sokobin
EVP Chief Economist
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Robert W. Cook
President
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Steven J. Randich
EVP CIO
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Tigran Khrimian
Senior Vice President
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Anonymous
EVP CHRO
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Bill St. Louis
EVP Head of Enforcement
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Bill Wollman
EVP Head
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Carrie Divalerio
SVP Finance
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Derek Linden
EVP Registration Disclosure
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Gloria Dalton
VP
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Greg Ruppert
EVP Member Supervision
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Jeffrey Kalinowski
SVP Finance
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Jim Reese
Senior Vice President
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Kayte Toczylowski
VP
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Marcia E. Asquith
EVP Board External Relations
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Robert L. D. Colby
EVP CLO
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Robert Renner
SVP Finance
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Abby Slonecker
SVP Chief of Staff
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Jacqueline Perrell
SVP Chief of Staff
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Cyrus Amir-Mokri
Governor
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Deborah Bailey
Governor
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Derrick Roman
Governor
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Eric Schimpf
Governor
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Erik Sirri
Board Governor
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Erin Baskett
Board Member
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Fabiola Arredondo
Governor
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Gus Sauter
Governor
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J. Bradford Eichler
Board Member
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James T. Crowley
Governor
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Jennifer Szaro
Governor
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John Vaccaro
Governor
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Maureen Jensen
Governor
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Moira A. Kilcoyne
Governor
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Peggy Ho
Governor
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Samir M. Deshpande
Governor
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Scott Curtis
Chair and Industry Governor
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Stephen Luparello
Board Governor
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Wendy Lanton
Governor
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